MICHAEL CHARLES LAWRENCE

MICHAEL CHARLES LAWRENCE is currently employed as a Broker and/or Investment Adviser at CAPITAL PORTFOLIO MANAGEMENT, INC. located at 2205 YORK ROAD SUITE 203, SUITE 1010, TIMONIUM, MD, 21093.

MICHAEL CHARLES LAWRENCE has worked at CAPITAL PORTFOLIO MANAGEMENT, INC. since September 29, 1995

Disclosure History

MICHAEL CHARLES LAWRENCE has 1 Disclosure Event(s).

Date: June 28, 1994
Category: Customer Dispute
Allegations: UNAUTHORIZED TRADING. SETTLED $12,000.00
Damage Amount Requested: $17,500.00
Settlement Amount: $12,000.00
Broker Comment: SETTLED $12,000.00Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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