MICHAEL JOSEPH LEDDIE is currently employed as a Broker and/or Investment Adviser at ITG INC. located at 100 HIGH STREET, 17TH FLOOR, BOSTON, MA, 02110.
MICHAEL JOSEPH LEDDIE has worked at ITG INC. since April 26, 2004
MICHAEL JOSEPH LEDDIE has 1 Disclosure Event(s).
Date: February 11, 2004 Category: Employment Separation After Allegations Firm Name: BEAR, STEARNS & CO. INC. Termination Type: Discharged Allegations: VIOLATED FIRM POLICY AND INDUSTRY STANDARDS OF CONDUCT. Broker Comment: IN DEC. 2003 I HANDED IN A DOCUMENT TO MY SYNDICATE COORDINATOR. ON FEB. 5TH 2004, SHE ASKED ME IF I COULD GIVE HER A COPY OF THE DOCUMENT AS IT COULD NOT BE FOUND AND WASN'T YET APPLIED TO THE CLIENT ACCOUNT. I WENT TO MY CLIENTS FILE AND FOUND WHAT I THOUGHT WAS A COPY OF WHAT I HAD JUST SUBMITTED BACK IN DEC. THE DATE WAS VERY ILLEGIBLE SO WITHOUT THINKING I CLARIFIED IT AND HANDED IT IN TO HER. AS IT TURNED OUT, IT WAS NOT A COPY OF THE SAME DOCUMENT, BUT AN OLDER VERSION. IT WAS AN HONEST MISTAKE BUT STILL A VERY BAD JUDGEMENT ON MY PART. IT LOOKED BAD FOR A LITTLE WHILE, BUT THEN EVERYBODY INVOLVED REALIZED I WAS TELLING THE TRUTH WHEN THE SYNDICATE COORDINATOR FOUND THE DOCUMENT I HAD SUBMITTED BACK IN DEC. ON HER DESK SHORTLY AFTER, BUT THE FACT REMAINED I HAD, HOWEVER INADVERTANTLY, CHANGED A CLIENT DOCUMENT. ALMOST 1 WEEK LATER, ON FEB. 11TH, I WAS TOLD THAT THAT HAD TO BE MY LAST DAY. I BLAME NOBODY BUT MYSELF FOR WHAT HAPPENED BUT OWE IT TO MYSELF AND FAMILY TO PUT THE WHOLE MATTER BEHIND ME.
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