MICHAEL RONALD LOUAILLIER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 760 SW 9th Avenue, Suite 2100, PORTLAND, OR, 97205.
MICHAEL RONALD LOUAILLIER has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
MICHAEL RONALD LOUAILLIER has 2 Disclosure Event(s).
Date: June 17, 2015 Category: Customer Dispute Allegations: Claimant alleged, inter alia, unsuitability with respect to securityinvestments made in accounts- 2014. Damage Amount Requested: $195,867.00 Damages Granted: $170,062.00 Broker Comment: The Firm was also required to pay $300 as reimbursement for the non-refundable portion of the initial claim filing fee paid by Claimant.
Date: August 01, 2000 Category: Customer Dispute Allegations: CLIENTS ALLEGED THAT THREE CORPORATE BONDS PURCHASED FOR AN INCOME PORTFOLIO FAILED TO PERFORM AS EXPECTED IN 1999 AND 2000. Settlement Amount: $5,000.00 Broker Comment: THE FIRMS' INVESTIGATION CONCLUDED THAT THE COMPLAINT WAS WITHOUT MERIT AND THAT THE BROKER RECOMMENDED THE BONDS BASED ON THE CLIENT'S OBJECTIVES AND PAST INVESTMENT HISTORY. NEVERTHELESS, IN THE INTEREST OF CUSTOMER SERVICE, THE FIRM AGREED TO SETTLE THE DISPUTE ON THE TERMS ABOVE.
More Information
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