MICHAEL JOSEPH MAHONEY is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 9501 W 144TH PLACE STE 103, ORLAND PARK, IL, 60462.
MICHAEL JOSEPH MAHONEY has worked at WOODBURY FINANCIAL SERVICES, INC. since April 18, 2008
Disclosure History
MICHAEL JOSEPH MAHONEY has 3 Disclosure Event(s).
Date: July 08, 2016 Category: Judgment / Lien Judgment/Lien Amount: $11,172.00 Judgment/Lien Type: Tax Broker Comment: I WAS NOT AWARE OF LIEN UNTIL 10/6/17. CLERK NEVER NOTIFIED MY OF LIEN. I HAVE BEEN ON PAYMENT SCHEDULE W/ IRS FOR 2 YEARS.
Date: July 08, 2016 Category: Judgment / Lien Judgment/Lien Amount: $57,328.00 Judgment/Lien Type: Tax Broker Comment: AS I STATED IN FILE FOR {Third Party}, I WAS NOT MADE AWARE OF THESE TAX LIENS UNTIL 10/6/2017. I HAVE BEEN ON A PAYMENT SCHEDULE WITH IRS FOR 2 YEARS. THE CLERK IN COOK COUNTY CONFIRMED THAT NO NOTICE WAS GIVEN.
Date: April 01, 1998 Category: Regulatory Initiated By: PIT COMMITTEE - CHICAGO MERCANTILE EXCHANGE Allegations: ANOTHER MEMBER PUSHED ME - I PUSHED HIM BACK. HE "WROTE ME UP" AND WE WERE SUMMONED TO APPEAR BEFORE A PIT COMMITTEE WHERE WE WERE BOTH GUILTY OF "UNLAWFUL USE OF FORCE" Resolution: Decision & Order of Offer of Settlement SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $7,500.00 Sanction Details: THIS WAS MY FIRST AND ONLY VIOLATION OF EXCHANGE RULES IN 15 YEARS OF MEMBERSHIP. THE OTHER MEMBER AND I SHOOK HANDS AND BECAME FRIENDS. Broker Comment: THIS WAS MY FIRST AND ONLY VIOLATION OF EXCHANGE RULES IN 15 YEARS OF MEMBERSHIP. THE OTHER MEMBER AND I SHOOK HANDS AND BECAME FRIENDS.
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