MICHAEL JOHN MANCUSO is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 3401 COLLEGE BLVD, LEAWOOD, KS, 66211.
MICHAEL JOHN MANCUSO has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since April 04, 2008
Disclosure History
MICHAEL JOHN MANCUSO has 2 Disclosure Event(s).
Date: September 10, 1998 Category: Customer Dispute Allegations: THE CLIENTS ALLEGE UNAUTHORIZED TRADING ANDINAPPROPRIATE INVESTMENTS AND EXCESSIVE TRADING IN THEIR PAINEWEBBER ACCOUNT DAMAGES: $100,000 TIME FRAME 1994-1998 Damage Amount Requested: $100,000.00 Broker Comment: PAINE WEBBER DENIED THE CLAIM.NOT PROVIDED
Date: October 29, 1993 Category: Customer Dispute Allegations: IMPROPER RECOMMENDATIONS PRODUCTS, DAMAGESAND DATES NOT SPECIFIED. Settlement Amount: $22,231.00 Broker Comment: SETTLED FOR $22,231. BROKER CONTRIBUTED $6,000.Not Provided
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