MICHAEL WALTER MANDEL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 600 East Crescent Avenue, Suite 104, Upper Saddle River, NJ, 07458.
MICHAEL WALTER MANDEL has worked at LPL FINANCIAL LLC since December 08, 2015
Disclosure History
MICHAEL WALTER MANDEL has 1 Disclosure Event(s).
Date: August 29, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HE WAS LEAD TO BELIEVE THAT THE YIELD ON HIS MUNICIPAL BONDS PURCHASED IN JUNE AND JULY 2013 WOULD BE THE SAME AS COUPON RATE OF THE BOND. Damage Amount Requested: $7,945.00
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