MICHAEL LAWRENCE MANN

MICHAEL LAWRENCE MANN is currently employed as a Broker and/or Investment Adviser at ASCENDANT ALTERNATIVE STRATEGIES, LLC located at 13412 Galleria Circle, Building H, Suite 100, Austin, TX, 78738.

MICHAEL LAWRENCE MANN has worked at ASCENDANT ALTERNATIVE STRATEGIES, LLC since March 26, 2017

Disclosure History

MICHAEL LAWRENCE MANN has 1 Disclosure Event(s).

Date: April 02, 2012
Category: Criminal
Charges: LARCENY => $200 < $1000, RECEIVE AND CONCEAL STOLEN PROPERTY
Disposition: Dismissed
Broker Comment: I SOLD A CELL PHONE FOR SOMEONE I THOUGHT I COULD TRUST FOR PRICE I THOUGHT TO BE FAIR. THE COURTS THOUGHT I WAS NEGLIGENT AND IN ORDER TO GET NOTHING ON MY RECORD I NEEDED TO PLEA "NO CONTEST" TO BOTH. I PLEAD "NO CONTEST" TO BOTH, PAID MY FINES THE DAY OF, DID MY COMMUNITY SERVICE IN UNDER TWO WEEKS, AND HAVE FINISHED PROBATION. CHARGES HAVE BEEN Dismissed I'VE BEEN OKAYED TO FINRA TO WORK IN THE FINANCIAL INDUSTRY.

More Information

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