MICHAEL GEORGE MARTELL

MICHAEL GEORGE MARTELL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 103 NORTH BRIDGE ST. # 255, WEALTH MANAGEMENT GROUP, LLC, CHIPPEWA FALLS, WI, 54729.

MICHAEL GEORGE MARTELL has worked at LPL FINANCIAL LLC since May 27, 2011

Disclosure History

MICHAEL GEORGE MARTELL has 1 Disclosure Event(s).

Date: September 22, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES VA UNSUITABLE DUE TO LARGE MARKET LOSSES CONTRACT IS INCURRING AND REPRESENTATIVE FAILED TO DISCLOSE FREE-LOOK AND IS UNRESPONSIVE.
Damage Amount Requested: $14,542.35

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

OTHER BROKERS IN WI WITH DISCLOSURE EVENTS

To view the full report for MICHAEL GEORGE MARTELL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

BrokerSearch Removal