MICHAEL PAUL MAZZILLI is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 111 BROOK ST, FL 3, SCARSDALE, NY, 10583-5149.
MICHAEL PAUL MAZZILLI has worked at AMERIPRISE FINANCIAL SERVICES, INC. since April 23, 1986
Disclosure History
MICHAEL PAUL MAZZILLI has 1 Disclosure Event(s).
Date: October 31, 2001 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THE ADVISOR PROCESSED A REDEMPTION OF HIS DREYFUSS FUNDS AND PLACED THE PROCEEDS INTO A BROKERAGE ACCOUNT WITHOUT HIS AUTHORIZATION. Damage Amount Requested: $8,000.00 Broker Comment: OUR REVIEW FOUND THAT THE CLIENT SIGNED ALL OF THE REQUIRED DOCUMENTATION PROVIDING HIS AUTHORIZATION TO OPEN A BROKERAGE ACCOUNT WITH AMERICAN EXPRESS, AS WELL AS SIGNING ALL OF REQUIRED DOCUMENTATION AUTHORIZING THE TRANSFER OF HIS FUNDS FROM DREYFUS. WE PROVIDED OUR FINDINGS TO THE CLIENT.
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