MICHAEL RICHARD MCGAHAN is currently employed as a Broker and/or Investment Adviser at PNC INVESTMENTS located at 76 SOUTH ORANGE AVENUE, SOUTH ORANGE, NJ, 07079.
MICHAEL RICHARD MCGAHAN has worked at PNC INVESTMENTS since April 29, 2005
Disclosure History
MICHAEL RICHARD MCGAHAN has 2 Disclosure Event(s).
Date: February 23, 1987 Category: Employment Separation After Allegations Firm Name: MONVEST SECURITIES, INC. Termination Type: Discharged Allegations: NOT PROVIDEDMONVEST ALLEGES I STOLE COMPANY DOCUMENTS. Broker Comment: 3/87 NO FINE-I WAS ABLE TO KEEP MY NASD WITH NO FINESOR SUSPENSIONSI RESIGNED FROM MONVEST SECURITIES AND WAS NOTTERMINATED. I ACCEPTED A PROMOTION TO WORK FOR SWARTWOOD. AT NOTIME DID I STEAL DOCUMENTS THAT BELONGED TO MONVEST SECURITIES.IT WAS PHILOSOPHY OF MONVEST TO MAKE IT VERY HARD ON THEIRBROKERS TO LEAVE THE FIRM BECAUSE THEY WOULD BLATANTLY LIE TOTHE NASD TO STOP BROKERS FROM WORKING WITH OTHER FIRMS.
Date: March 23, 1978 Category: Criminal Charges: BURGLARY CONVEYANCE- CHARGE 001 AGENCY CASE1259000.MISDEMEANOR CHARGE. Charge Type: MISDEMEANOR Disposition: INNOCENT OF ALL CHARGES- NO PENALTY ORRESTRICTIONS. Broker Comment: ON THE NIGHT OF 3/23/78, IN DAYTONA BEACH,FLORIDA I WAS STANDING ON THE STEPS OF A MILLER. BEEN THEREWAITING FOR MY FRIENDS OUTSIDE THE CIRCUS MOTEL. I WASSTANDING ON THE TRUCK FOR A MATTER OF SECONDS, WHEN I WASARRESTED FOR BURGLARY CONVEYANCE. BECAUSE IT WAS SPRING BREAK,THE POLICE CAME ON HELBURCED ALARM. THIS WAS A CLEAR CASE OF AMAJOR MISUNDERSTANDING AND THESE CHARGES WERE DISMISSED BEFORETHAY REACHED THE COURT SYSTEM.
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