MICHAEL RICHARD MCGAHAN is currently employed as a Broker and/or Investment Adviser at PNC INVESTMENTS located at 76 SOUTH ORANGE AVENUE, SOUTH ORANGE, NJ, 07079.
MICHAEL RICHARD MCGAHAN has worked at PNC INVESTMENTS since April 29, 2005
MICHAEL RICHARD MCGAHAN has 2 Disclosure Event(s).
Date: February 23, 1987 Category: Employment Separation After Allegations Firm Name: MONVEST SECURITIES, INC. Termination Type: Discharged Allegations: NOT PROVIDEDMONVEST ALLEGES I STOLE COMPANY DOCUMENTS. Broker Comment: 3/87 NO FINE-I WAS ABLE TO KEEP MY NASD WITH NO FINESOR SUSPENSIONSI RESIGNED FROM MONVEST SECURITIES AND WAS NOTTERMINATED. I ACCEPTED A PROMOTION TO WORK FOR SWARTWOOD. AT NOTIME DID I STEAL DOCUMENTS THAT BELONGED TO MONVEST SECURITIES.IT WAS PHILOSOPHY OF MONVEST TO MAKE IT VERY HARD ON THEIRBROKERS TO LEAVE THE FIRM BECAUSE THEY WOULD BLATANTLY LIE TOTHE NASD TO STOP BROKERS FROM WORKING WITH OTHER FIRMS.
Date: March 23, 1978 Category: Criminal Charges: BURGLARY CONVEYANCE- CHARGE 001 AGENCY CASE1259000.MISDEMEANOR CHARGE. Charge Type: MISDEMEANOR Disposition: INNOCENT OF ALL CHARGES- NO PENALTY ORRESTRICTIONS. Broker Comment: ON THE NIGHT OF 3/23/78, IN DAYTONA BEACH,FLORIDA I WAS STANDING ON THE STEPS OF A MILLER. BEEN THEREWAITING FOR MY FRIENDS OUTSIDE THE CIRCUS MOTEL. I WASSTANDING ON THE TRUCK FOR A MATTER OF SECONDS, WHEN I WASARRESTED FOR BURGLARY CONVEYANCE. BECAUSE IT WAS SPRING BREAK,THE POLICE CAME ON HELBURCED ALARM. THIS WAS A CLEAR CASE OF AMAJOR MISUNDERSTANDING AND THESE CHARGES WERE DISMISSED BEFORETHAY REACHED THE COURT SYSTEM.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MICHAEL RICHARD MCGAHAN, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More