MICHAEL BRIAN MCGINLEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5720 W CHANDLER BLVD STE 4, CHANDLER, AZ, 85226-3360.
MICHAEL BRIAN MCGINLEY has worked at LPL FINANCIAL LLC since February 23, 2009
Disclosure History
MICHAEL BRIAN MCGINLEY has 1 Disclosure Event(s).
Date: October 23, 2017 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE EXECUTED AN UNAUTHORIZED TRANSACTION. ACTIVITY PERIOD IS 9/20/17-10/23/17. Damage Amount Requested: $13,000.00 Settlement Amount: $13,000.00 Broker Comment: THE CLIENT SIGNED A DISTRIBUTION FORM WITH NEW CHECKING INFORMATION AND WAS AWARE OF THE TRANSACTION. CLIENT WAS CLOSING ON A HOUSE AND THESE FUNDS WERE USED TO DO SO.
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