MICHAEL MCKIM

MICHAEL MCKIM is currently employed as a Broker and/or Investment Adviser at DIRECTED SERVICES LLC located at 699 Walnut St, DES MOINES, IA, 50309.

MICHAEL MCKIM has worked at DIRECTED SERVICES LLC since January 18, 2013

Disclosure History

MICHAEL MCKIM has 1 Disclosure Event(s).

Date: September 25, 1996
Category: Criminal
Charges: 5TH DEGREE THEFT UNDER IOWA CODE 714.1 AND 714.2(5) SIMPLE MISD.
Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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