MICHAEL ORANGE MCLAIN is currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 2050 E SAMPLE ROAD, LIGHTHOUSE POINT, FL, 33064.
MICHAEL ORANGE MCLAIN has worked at SUMMIT BROKERAGE SERVICES, INC. since July 15, 2005
Disclosure History
MICHAEL ORANGE MCLAIN has 1 Disclosure Event(s).
Date: February 01, 1995 Category: Customer Dispute Allegations: CLAIMANTS ALLEGED UNSUITABILITY,MISREPRESENTAION, UNAUTHORIZED TRADING. CLAIMANTS WERE SEEKING DAMAGES OF $39,000 PLUS $119,000 IN PUNITIVE DAMAGES. Damage Amount Requested: $39,651.00 Settlement Amount: $15,000.00 Broker Comment: THE MATTER WAS SETTLED FOR $15,000 TO AVOIDFURTHER COSTS OF LITIGATION. MCLAIN WAS RELEASED IN THESETTLEMENT AGREEMENT.NOT PROVIDED
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