MICHAEL JOSEPH MELNYK

MICHAEL JOSEPH MELNYK is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 3801 PGA BLVD., SUITE 1000, PALM BEACH GARDENS, FL, 33410.

MICHAEL JOSEPH MELNYK has worked at UBS FINANCIAL SERVICES INC. since July 29, 2011

Disclosure History

MICHAEL JOSEPH MELNYK has 3 Disclosure Event(s).

Date: September 26, 2011
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS FROM JANUARY 2008 TO AUGUST 2011.
Broker Comment: CLIENT RESCINDED A MERRILL LYNCH EXIT SURVEY DATED SEPTEMBER 9,2011. CLIENT STATED IN A LETTER DATED OCTOBER 21, 2011 TO MERRILL LYNCH THE FOLLOWING, "LET IT BE KNOWN THAT AT NO POINT IN TIME, DID I EVER MAKE OR REGISTER A COMPLAINT AGAINST MY FINANCIAL ADVISOR, MICHAEL MELNYK, WHOM I RESPECT AND ADMIRE". MERRILL LYNCH SHOULD NEVER HAVE FILED THIS AS A COMPLINT ON MICHAEL MELNYK'S U4.

Date: June 04, 2001
Category: Customer Dispute
Allegations: TRUSTEE ALLEGES UNSUITABLE INVESTMENTS.
Damage Amount Requested: $200,000.00
Broker Comment: RICHARD APICELLA IS HANDLING THIS MATTER.

Date: August 18, 1998
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT THE PURCHASE OF A STOCKWAS UNAUTHORIZED. ALLEGED DAMAGES UNSPECIFIED. SMITH BARNEY.
Broker Comment: THE CLIENT`S CLAIM WAS DENIED. THERE WERE NOOPTIONS OR COMMODITIES INVOLVED.NOT PROVIDED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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