MICHAEL ANTHONY MILLARD is currently employed as a Broker and/or Investment Adviser at VERITAS INDEPENDENT PARTNERS, LLC located at 2201 WASHINGTON AVE, STE 2, CONWAY, AR, 72032.
MICHAEL ANTHONY MILLARD has worked at VERITAS INDEPENDENT PARTNERS, LLC since November 03, 2017
Disclosure History
MICHAEL ANTHONY MILLARD has 1 Disclosure Event(s).
Date: September 02, 2016 Category: Employment Separation After Allegations Firm Name: BANCWEST INVESTMENT SERVICES INC. Termination Type: Discharged Allegations: FIRM DETERMINED THAT REPRESENTATIVE ACTED IN A MANNER INCONSISTENT WITH FIRM POLICIES AND PROCEDURES BY FAILING TO SUBMIT BUSINESS IN A TIMELY MANNER. Broker Comment: The case was a complicated rollover into a single premium deferred annuity (fixed annuity). The funds were transferred from a SPDA with another insurance company via 1035 exchange, direct transfer. BancWest Investment Services contacted the receiving insurance company and confirmed that I had followed up with several telephone conversations and submitted appropriate paperwork. BancWest Investment Services told me in a telephone conversation they felt the transaction took longer than they felt it should have. This was told to me after the process had been completed, I had delivered the new contract and forwarded the delivery certificate to the insurance company that issued the new single premium deferred annuity contract. No complaint was filed by the client
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