MICHAEL KING MILLER

MICHAEL KING MILLER is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 300 WEST GENTRY, CHECOTAH, OK, 74426.

MICHAEL KING MILLER has worked at CETERA INVESTMENT SERVICES LLC since July 21, 2006

Disclosure History

MICHAEL KING MILLER has 2 Disclosure Event(s).

Date: September 24, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $4,081.30
Judgment/Lien Type: Tax

Date: July 11, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $50,111.00
Judgment/Lien Type: Tax
Broker Comment: I HAVE BEEN GETTING HELP DIRECLY WITH THE IRS & SHOULD HAVE ALL REMOVED WITHIN 90-120 DAYS THEY SAY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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