MICHAEL WIGGIN MORRISON

MICHAEL WIGGIN MORRISON is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 8900 KEYSTONE CROSSING, SUITE 300, INDIANAPOLIS, IN, 46240.

MICHAEL WIGGIN MORRISON has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since February 12, 2013

Disclosure History

MICHAEL WIGGIN MORRISON has 5 Disclosure Event(s).

Date: October 26, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 25, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 31, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 25, 2012
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: June 28, 2012
Category: Financial
Type: Compromise
Disposition: SETTLED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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