MICHAEL BOYD MULVIHILL is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 4030 MOORPARK AVE STE 120, SAN JOSE, CA, 95117.
MICHAEL BOYD MULVIHILL has worked at SAGEPOINT FINANCIAL, INC. since October 31, 2005
Disclosure History
MICHAEL BOYD MULVIHILL has 2 Disclosure Event(s).
Date: June 01, 2013 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT FUNDS WERE REMOVED FROM A JOINT CHECKING ACCOUNT WITHOUT HER KNOWLEDGE OR CONSENT. Broker Comment: THIS MATTER INVOLVES A PERSONAL ISSUE BETWEEN MY WIFE AND MYSELF WHICH DATES BACK TO 2008; IT DOES NOT INVOLVE ANY ACCOUNTS HELD AT SAGEPOINT.
Date: July 06, 2012 Category: Regulatory Initiated By: CALIFORNIA DEPARTMENT OF INSURANCE Allegations: THE CALIFORNIA INSURANCE DEPARTMENT ISSUED AN ORDER STATING THAT MY PLEA OF NOLO CONTENDRE TO A VIOLATION OF PENAL CODE SECTION 242-243(E) VIOLATED THE TERMS OF MY RESTRICTED INSURANCE LICENSE, AND THEREFORE REVOKED MY INSURANCE LICENSES IN THE STATE. Resolution: Order SanctionDetails: Sanctions: Suspension SanctionDetails:Registration Capacities Affected: INSURANCE LICENSE Duration: SEPTEMBER 2, 2012 TO MARCH 1, 2013 Start Date: 9/2/2012 End Date: 3/1/2013 Broker Comment: ON FEBRUARY 5, 2013, THE CALIFORNIA INSURANCE COMMISSION VACATED THE REVOCATION OF MR. MULVIHILL'S INSURANCE LICENSE. ON FEBRUARY 6, 2013, THEY IMPOSED A 6 MONTH SUSPENSION (SEPTEMBER 2, 2012 - MARCH 1, 2013) OF MR. MULVIHILL'S INSURANCE LICENSE.
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