MICHAEL NAPLES is currently employed as a Broker and/or Investment Adviser at FIRST TRUST PORTFOLIOS L.P. located at 120 E. LIBERTY DRIVE, SUITE 400, WHEATON, IL, 60187.
MICHAEL NAPLES has worked at FIRST TRUST PORTFOLIOS L.P. since December 20, 2012
Disclosure History
MICHAEL NAPLES has 2 Disclosure Event(s).
Date: March 18, 2011 Category: Judgment / Lien Judgment/Lien Amount: $43,087.75 Judgment/Lien Type: Tax Broker Comment: THE TOTAL OUTSTANDING OBLIGATION INCLUDING PENALTIES AND INTEREST IS $60,294.32 WHICH INCLUDES FEDERAL TAX LIABILITY OF $14,235.07 FOR TAX YEAR ENDED 12/31/08 (PLUS PENALTIES AND INTEREST) AND FEDERAL TAX LIABILITY OF $46,059.25 FOR TAX YEAR ENDED 12/31/09 (PLUS PENALTIES AND INTEREST).
Date: January 07, 1996 Category: Criminal Charges: FICT. LIC DRIVERS Disposition: Convicted Broker Comment: THIS IS TO THE BEST OF REPRESENTATIVE'S RECOLLECTION, AS THE EVENT TOOK PLACE OVER 15 YEARS AGO.
More Information
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