MICHAEL ANTHONY NAPOLITANO is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 61 SOUTH PARAMUS ROAD, SUITE 360, PARAMUS, NJ, 07652.
MICHAEL ANTHONY NAPOLITANO has worked at RAYMOND JAMES & ASSOCIATES, INC. since March 02, 2007
Disclosure History
MICHAEL ANTHONY NAPOLITANO has 2 Disclosure Event(s).
Date: December 18, 2017 Category: Customer Dispute Allegations: Client alleges Failure to Comply with Prudent Investor Act, Negligence, Professional Negligence of an Investment Manager, Negligence Per Se. Date of Activity is: 3/2007 thru 11/2017. Damage Amount Requested: $450,000.00
Date: February 15, 2017 Category: Customer Dispute Allegations: CLIENT ALLEGES: SECURITIES FRAUD, COMMON LAW FRAUD, FRAUDULENT MISREPRESENTATION AND OMISSION, UNSUITABILITY, OVER CONCENTRATION, NEGLIGENCE BREACH OF FIDUCIARY DUTY, BREACH OF CONTRACT, VIOLATIONS OF FEDERAL SECURITIES LAWS, VIOLATIONS OF NEW JERSEY STATE SECURITIES LAWS, VIOLATIONS OF FINRA RULES AND COMMON LAW. DATE OF ACTIVITY IS 3/2007 THROUGH 1/31/2017. Damage Amount Requested: $2,000,000.00 Settlement Amount: $95,000.00
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