MICHAEL CHRIS NIELSEN

MICHAEL CHRIS NIELSEN is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 404 SIERRA COLLEGE DRIVE, GRASS VALLEY, CA, 95945.

MICHAEL CHRIS NIELSEN has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since October 03, 2007

Disclosure History

MICHAEL CHRIS NIELSEN has 1 Disclosure Event(s).

Date: November 23, 2004
Category: Customer Dispute
Allegations: ALLEGED FINANCIAL CONSULTANT FAILED TO ADVISE ALL THE FACTS SURROUNDING A STOP ORDER. DAMAGES WERE NOT SPECIFIED BUT APPEARED IN EXCESS OF $5,000. ACTIVITY OCCURRED OCTOBER 2004.

Errors or Outdated Information?

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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