MICHAEL ORVIN NIMMO

MICHAEL ORVIN NIMMO is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 22 SOUTH JACKSON STREET, JANESVILLE, WI, 53546.

MICHAEL ORVIN NIMMO has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since April 28, 2017

Disclosure History

MICHAEL ORVIN NIMMO has 1 Disclosure Event(s).

Date: July 06, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTION. ALLEGES DAMAGES,NOT SPECIFIED, BELIEVED TO EXCEED $5000.00. (04/29/2003)
Broker Comment: DENIED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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