MICHAEL EDWARD OLINDE

MICHAEL EDWARD OLINDE is currently employed as a Broker and/or Investment Adviser at CAPITAL FINANCIAL SERVICES, INC. located at 4970 Bluebonnet Blvd Ste B, Baton Rouge, LA, 70809.

MICHAEL EDWARD OLINDE has worked at CAPITAL FINANCIAL SERVICES, INC. since July 17, 2017

Disclosure History

MICHAEL EDWARD OLINDE has 2 Disclosure Event(s).

Date: October 04, 2017
Category: Investigation
Initiated By: FINRA Description of Investigation: Investigation regarding outside business activity,

Date: May 26, 2017
Category: Employment Separation After Allegations
Firm Name: LPL Financial LLC
Termination Type: Discharged
Allegations: Violation of Firm policy regarding outside business activities.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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