MICHAEL EDWARD O'REILLY

MICHAEL EDWARD O'REILLY is currently employed as a Broker and/or Investment Adviser at SECURITIES SERVICE NETWORK, LLC located at 300 Chesterfield Center, Suite 124, CHESTERFIELD, MO, 63017.

MICHAEL EDWARD O'REILLY has worked at SECURITIES SERVICE NETWORK, LLC since September 03, 2003

Disclosure History

MICHAEL EDWARD O'REILLY has 2 Disclosure Event(s).

Date: February 13, 2017
Category: Customer Dispute
Allegations: The client's email account was hacked. Through the hacked email an unknown third party requested third party distributions to two separate bank accounts from the client's investment account. The representative acted on the instructions without verifying the authenticity of the instructions. This occurred between January 30, 2017 and February 7, 2017
Damage Amount Requested: $20,363.46
Settlement Amount: $20,363.46

Date: March 02, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES REPRESENTATIVE DID NOTHING TO PROTECT AND PRESERVE PRINCIPAL AS PROMISED AND THAT FUNDS TO BE USED IN THE IMMEDIATE FUTURE WERE TO BE KEPT IN CASH. ACTIVITIES OCCURED FROM JANUARY 2006 TO FEBRUARY 2009.
Damage Amount Requested: $231,990.00
Broker Comment: PORTFOLIO APPEARS SUITABLE BASED ON ACCOUNT DOCUMENTATION WHICH INDICATED AGGRESSIVE GROWTH OR GROWTH AS INVESTMENT OBJECTIVE, REPRESENTATIVE DENIES PROMISING TO PROTECT AND PRESERVE PRINCIPAL. COMPLAINT DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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