MICHAEL JOHN O'REILLY

MICHAEL JOHN O'REILLY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7616 LBJ FWY STE 724, DALLAS, TX, 75251-1127.

MICHAEL JOHN O'REILLY has worked at LPL FINANCIAL LLC since December 05, 2012

Disclosure History

MICHAEL JOHN O'REILLY has 2 Disclosure Event(s).

Date: December 05, 2012
Category: Employment Separation After Allegations
Firm Name: RAYMOND JAMES FINANCIAL SERVICES, INC.
Termination Type: Permitted to Resign
Allegations: FA PERMITTED TO RESIGN. FA ATTEMPTED TO ENTER A SINGLE ORDER THAT WAS OUTSIDE THE FIRMS DISCRETIONARY POLICY, ORDER WAS NOT FILLED

Date: December 05, 2012
Category: Employment Separation After Allegations
Firm Name: RAYMOND JAMES FINANCIAL SERVICES, INC.
Termination Type: Permitted to Resign
Allegations: FA PERMITTED TO RESIGN. FA ATTEMPTED TO ENTER A SINGLE ORDER THAT WAS OUTSIDE THE FIRMS DISCRETIONARY POLICY, ORDER WAS NOT FILLED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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