MICHAEL JOSEPH PAIGE

MICHAEL JOSEPH PAIGE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 9665 WILSHIRE BLVD., SUITE 600, BEVERLY HILLS, CA, 90212.

MICHAEL JOSEPH PAIGE has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

MICHAEL JOSEPH PAIGE has 2 Disclosure Event(s).

Date: April 12, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGED FAILURE TO FOLLOW INSTRCTIONS WITH RESPECT TO THE SALE OF HIS CALPINE STOCK IN DECEMBER 2005.
Damage Amount Requested: $13,200.00
Settlement Amount: $4,000.00
Broker Comment: THE CLAIM WAS SETTLED FOR $4,000.

Date: November 21, 2001
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THAT THE BROKER'S ALLEGED MISSTATEMENT REGARDING THE CLIENT'S GAIN ON HIS ACCOUNTS CAUSED THE CLIENT TO SELL HIS ASSETS, & INVEST THE PROCEEDS INTO A MUTUAL FUND, AND THAT THE CLIENT WOULD HAVE BEEN BETTER OFF FINANCIALLY IF HE HAD KEPT HIS ASSETS INVESTED AS THEY WERE. MAY, 2000 ALLEGED DAMAGES UNSPECIFIED
Broker Comment: CLAIM DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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