MICHAEL JOHN PALUMBO

MICHAEL JOHN PALUMBO is currently employed as a Broker and/or Investment Adviser at TMT INVESTMENTS, LLC located at 440 S LASALLE ST., 1729, CHICAGO, IL, 60605.

MICHAEL JOHN PALUMBO has worked at TMT INVESTMENTS, LLC since October 24, 2011

Disclosure History

MICHAEL JOHN PALUMBO has 4 Disclosure Event(s).

Date: July 06, 2009
Category: Regulatory

Date: March 09, 2009
Category: Regulatory

Date: November 24, 2008
Category: Regulatory

Date: July 23, 1999
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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