MICHAEL DAVID PARRIS

MICHAEL DAVID PARRIS is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 1190 S. ELMHURST ROAD, MT. PROSPECT, IL, 60056.

MICHAEL DAVID PARRIS has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012

Disclosure History

MICHAEL DAVID PARRIS has 3 Disclosure Event(s).

Date: August 31, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I DID NOT HAVE A FULL-TIME JOB FOR A YEAR AND A HALF, AND, DUE TO DECREASED INCOME, WAS FORCED TO SETTLE SOME OF MY CREDIT CARD DEBT FOR LESS THAN THE AMOUNT OWED.

Date: July 31, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I DID NOT HAVE A FULL-TIME JOB FOR A YEAR AND A HALF, AND, DUE TO DECREASED INCOME, WAS FORCED TO SETTLE SOME OF MY CREDIT CARD DEBT FOR LESS THAN THE AMOUNT OWED.

Date: May 20, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I DID NOT HAVE A FULL-TIME JOB FOR A YEAR AND A HALF, AND, DUE TO DECREASED INCOME, WAS FORCED TO SETTLE SOME OF MY CREDIT CARD DEBT FOR LESS THAN THE AMOUNT OWED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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