MICHAEL CHARLES PEARSON is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 1985 EASTWOOD ROAD, WILMINGTON, NC, 28403.
MICHAEL CHARLES PEARSON has worked at UBS FINANCIAL SERVICES INC. since January 15, 2009
Disclosure History
MICHAEL CHARLES PEARSON has 2 Disclosure Event(s).
Date: July 12, 2002 Category: Customer Dispute Allegations: [CUSTOMER] VERBALLY ALLEGED THAT THE TRADING ON MARGIN WAS UNSUITABLE FOR THEIR ACCOUNT. NO SPECIFIC DAMAGES WERE CLAIMED. Settlement Amount: $70,000.00 Broker Comment: MERRILL LYNCH MADE A BUSINESS DECISION TO SETTLE THIS MATTER TO AVOID THE COST AND UNCERTAINTY OF LITIGATION.
Date: May 22, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION REGARDING THE VARIABLA NATURE OF HIS VARIABLE ANNUITY. NO SPECIFIC DAMAGES ALLEGED.
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