MICHAEL GERARD PETERS is currently employed as a Broker and/or Investment Adviser at 1ST GLOBAL CAPITAL CORP. located at 3450 ELLICOTT CENTER DRIVE, SUITE 101, ELLICOTT DRIVE, MD, 21043.
MICHAEL GERARD PETERS has worked at 1ST GLOBAL CAPITAL CORP. since August 19, 1996
Disclosure History
MICHAEL GERARD PETERS has 1 Disclosure Event(s).
Date: October 17, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES REPRESENTATIVE DID NOT DISCLOSE COMMISSIONS RELATING TO THE SALE OF MUTUAL FUNDS AND INSURANCE POLICIES USED IN THE IMPLEMENTATION OF A 419 WELFARE BENEFIT PLAN ESTABLISHED IN 2005. CLIENT ALLEGES FAILURE TO DISCLOSE COMMISSIONS CREATED INDEPENDENCE ISSUES IN HIS ROLE AS THEIR CPA WHICH THEY ALLEGE CAUSED THE IRS TO ASSESS TAXES, INTEREST AND PENALTIES . Damage Amount Requested: $24,642.00
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