MICHAEL RALPH POPE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 8333 MONTGOMERY BLVD NE, ALBUQUERQUE, NM, 87109.
MICHAEL RALPH POPE has worked at WELLS FARGO CLEARING SERVICES, LLC since November 04, 2013
Disclosure History
MICHAEL RALPH POPE has 1 Disclosure Event(s).
Date: October 09, 2008 Category: Customer Dispute Allegations: CUSTOMER A PRINCIPAL OF COMMODITY TRANDING ADVISOR, ALLEGED THAT HIS INSTRUCTION ON OCTOBER 9 TO COVER AND CLOSE OUT EXISTING GOLD POSITION IN HIS PERSONAL TRADING ACCOUNT WAS NOT FOLLOWED, RESULTING IN LOSES. Settlement Amount: $200,000.00 Broker Comment: TO AVOID THE EXPENSES AND UNCERTAINTY OF LITGATION THE FIRM DETERMINED TO RESOLVE THE MATTER WITH THE CUSTOMER THROUGH AN AGREED UPON REBATE ON FUTURE COMMISSIONS. THE SETTLEMENT WAS MADE BY REGISTRATNT.
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