MICHAEL WYNN POPP is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 10851 MASTIN STREET, SUITE 950, OVERLAND PARK, KS, 66210-1669.
MICHAEL WYNN POPP has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since July 25, 1991
Disclosure History
MICHAEL WYNN POPP has 2 Disclosure Event(s).
Date: February 20, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE REPRESENTATIVE NEGLIGENTLY MISREPRESENTED HIS ABILITY TO PLACE TRADES ON MARGIN. Damage Amount Requested: $75,000.00 Settlement Amount: $60,000.00
Date: July 02, 1987 Category: Criminal Charges: ROBBERY DROPPED TO COMMON ASSAULT, DROPPED TOSIMPLE ASSAULT, DISCHARGED. Charge Type: MISDEMEANOR Disposition: ALL CHARGES WERE DROPPED Broker Comment: I WAS AT A BAR WITH A FRIEND. HE GOT IN ANALTERCATION WITH ANOTHER BAR CUSTOMER IN THE BATHROOM, I WAS ANINNOCENT WITNESS TO THE ALTERCATION. THEN MY FRIEND AND THEOTHER CUSTOMER WERE DETAINED, I STAYED TO GIVE MY EYEWITNESSACCOUNT. THE CUSTOMER LIED AND SAID I WAS ALSO INVOLVED IN THEFIGHT. THE DETECTIVE IMMEDIATELY DROPPED THE CHARGES DOWN WHEN ITOLD HIM MY STORY. AND THEN THE CHARGES AGAINST ME WERE DROPPEDIN COURT.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MICHAEL WYNN POPP, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.