MICHAEL FRANCIS PULTRO

MICHAEL FRANCIS PULTRO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 926 TOWN CENTER, NEW BRITAIN, PA, 18901.

MICHAEL FRANCIS PULTRO has worked at LPL FINANCIAL LLC since September 08, 2009

Disclosure History

MICHAEL FRANCIS PULTRO has 2 Disclosure Event(s).

Date: February 19, 2015
Category: Customer Dispute
Allegations: INVESTOR ALLEGES UNSUITABILITY AND MISREPRESENATION OF REIT.

Date: July 29, 2002
Category: Customer Dispute
Allegations: CLIENT PURCHASED TWO VARIABLE ANNUITIES IN OCTOBER OF 1999 AND TWO VARIABLE ANNUITIES IN MARCH OF 2000 THROUGH MR. PULTRO. THE CLIENT ALLEGES THAT MR. PULTRO MADE UNSUITABLE RECOMMENDATIONS AND MISREPRESENTED THE PRODUCTS.
Damage Amount Requested: $69,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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