MICHAEL RODBELL

MICHAEL RODBELL is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 525 OKEECHOBEE BLVD, SUITE 1500, WEST PALM BEACH, FL, 33401.

MICHAEL RODBELL has worked at UBS FINANCIAL SERVICES INC. since November 07, 2008

Disclosure History

MICHAEL RODBELL has 2 Disclosure Event(s).

Date: November 01, 1995
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT THE TWO LIMITEDPARTNERSHIPS DID NOT PERFORM AS ANTICIPATED.
Settlement Amount: $17,498.00
Broker Comment: VERBAL CUSTOMER COMPLAINT NOT REPORTABLE. ACTUTAL SETTLEMENT WAS $17,498PLEASE ARCHIVE, MATTER NO LONGER REPORTABLE 22H2 DRP #201696

Date: September 27, 1995
Category: Customer Dispute
Allegations: OTHER - INVESTMENT DID NOT PERFORM ASEXPECTED DAMAGES UNSPECIFIED
Settlement Amount: $24,998.00
Broker Comment: VERBAL CUSTOEMR COMPLAINT NOT REPORTABLE ACUTUAL SETTLEMENT WAS $24,998PLEASE ARCHIVE, MATTER NO LONGER REPORTABLE 22H2 DRP #170162

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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