MICHAEL J ROGERS

MICHAEL J ROGERS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2001 CROCKER ROAD, SUITE 250, STE 100, WESTLAKE, OH, 44145.

MICHAEL J ROGERS has worked at LPL FINANCIAL LLC since September 02, 2016

Disclosure History

MICHAEL J ROGERS has 1 Disclosure Event(s).

Date: November 28, 1985
Category: Criminal
Charges: 1. 1 CT FALSIFICATION OF AGE TO PURCHASE BEER. 2. MISDEMEANOR 3. GUILTY 4. N/A Charge Type: MISDEMEANOR
Disposition: A. GUILTY B. 12/10/1985 C. SUSPENDED FINE OF $116 OR 30 DAYS SUSPENDED D. SUSPENDED FINE OF $116 OR 30 DAYS SUSPENDED E. 12/10/1985 F. $116 G. N/A - SUSPENDED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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