MICHAEL IAN ROLLINS

MICHAEL IAN ROLLINS is currently employed as a Broker and/or Investment Adviser at CITIGROUP GLOBAL MARKETS INC. located at 390 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY, 10013.

MICHAEL IAN ROLLINS has worked at CITIGROUP GLOBAL MARKETS INC. since January 20, 2000

Disclosure History

MICHAEL IAN ROLLINS has 1 Disclosure Event(s).

Date: November 18, 2002
Category: Customer Dispute
Allegations: ALLEGES SALES MADE TO CLIENT USING MISLEADING RESEARCH (1998-2001)
Damage Amount Requested: $250,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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