MICHAEL G ROSE

MICHAEL G ROSE is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 1790 YARDLEY - LANGHORNE ROAD, HESTON HALL CARRIAGE HOUSE SUITE 202, YARDLEY, PA, 19067.

MICHAEL G ROSE has worked at SIGNATOR INVESTORS, INC. since August 02, 1996

Disclosure History

MICHAEL G ROSE has 1 Disclosure Event(s).

Date: October 21, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES TRADES WERE MADE IN HER BROKERAGE ACCOUNT {ACCOUNT #} WITHOUT HER CONSENT
Damage Amount Requested: $38,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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