MICHAEL RUBINSTEIN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at MACK CENTRE III - NORTH TOWER 5TH FLOOR, 140 EAST RIDGEWOOD AVENUE, PARAMUS, NJ, 07652.
MICHAEL RUBINSTEIN has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
MICHAEL RUBINSTEIN has 2 Disclosure Event(s).
Date: February 03, 2011 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT THE FINANCIAL ADVISOR'S RECOMMENDATION TO PURCHASE WASHINGTON MUTUAL COMMON STOCK WAS UNSUITABLE AND THAT THE FA ALLEGEDLY MISREPRESENTED THE RISK ASSOCIATED WITH THE PURCHASE OF WASHINGTON MUTUAL STOCK. Damage Amount Requested: $31,950.00 Settlement Amount: $14,500.00 Broker Comment: THE FINANCIAL ADVISOR DENIES ANY WRONGDOING IN THIS MATTER. THIS MATTER SETTLED TO AVOID THE COST AND UNCERTAINTY OF LITIGATION.
Date: April 06, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES INVESTMENTS HAD TOO MUCH RISK FOR HER AGE - 2006-2008. DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
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