MICHAEL DOMINGO RUIZ

MICHAEL DOMINGO RUIZ is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 6160 SOUTH SYRACUSE WAY, SUITE 250, GREENWOOD VILLAGE, CO, 80111.

MICHAEL DOMINGO RUIZ has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since October 28, 2015

Disclosure History

MICHAEL DOMINGO RUIZ has 3 Disclosure Event(s).

Date: October 19, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: LOSS OF JOB HOURS & INCOME TO MAINTAIN PAYMENT TO ALL EXPENSES INCLUDING MORTGAGE.

Date: April 24, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: CREDIT CARD DEBT CAUSED BY LOSS OF JOBS HOURS AND INCOME. LATE FEES COMPOUNDED /NON-PAYMENT DUE TO LOSS OF INCOME, ACCOUNT SATISFIED WITH CREDITOR.

Date: October 29, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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