MICHAEL ROBIN SCOTT

MICHAEL ROBIN SCOTT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 415 HORIZON DR BLDG 200 STE 200, SUWANEE, GA, 30024.

MICHAEL ROBIN SCOTT has worked at LPL FINANCIAL LLC since February 14, 2018

Disclosure History

MICHAEL ROBIN SCOTT has 1 Disclosure Event(s).

Date: April 09, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGES VARIABLE ANNUITY CONTRACTS WERE OPENED UNNECESSARILY. DAMAGES ARE UNSPECIFIED.
Broker Comment: EQUITABLE FOUND NO BASIS TO THE CUSTOMER COMPLAINT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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