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MICHAEL FRANK SEEDS

MICHAEL FRANK SEEDS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 300 CAHABA PARK CIR, STE 132, BIRMINGHAM, AL, 35242.

MICHAEL FRANK SEEDS has worked at PFS INVESTMENTS INC. since May 11, 2016

Disclosure History

MICHAEL FRANK SEEDS has 6 Disclosure Event(s).

Date: February 06, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $9,895.00
Judgment/Lien Type: Tax

Date: November 04, 2013
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: January 23, 2013
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: n/a

Date: November 19, 1984
Category: Criminal
Charges: VIOLATION OF UNIFORM CONTROL SUBSTANCE/ POSSESION
Disposition: NOLLE PROS

Date: October 31, 1984
Category: Criminal
Charges: THEFT IN THE 3RD DEGREE.
Disposition: Convicted

Date: June 21, 1984
Category: Criminal
Charges: BURGLARY 2ND DEGREE
Disposition: Dismissed
Broker Comment: N/A

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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