MICHAEL JAMES SEMYCK is currently employed as a Broker and/or Investment Adviser at FARMERS FINANCIAL SOLUTIONS, LLC located at 8301 S CASS AVE STE 203, DARIEN, IL, 60561.
MICHAEL JAMES SEMYCK has worked at FARMERS FINANCIAL SOLUTIONS, LLC since July 25, 2008
Disclosure History
MICHAEL JAMES SEMYCK has 1 Disclosure Event(s).
Date: May 10, 1984 Category: Customer Dispute Allegations: IN FEBRUARY 1984, MY PARTNER, [OTHER FIRM EMPLOYEE], INFORMED ME THAT CERTAIN SECURITY TRANSACTIONS HAD TAKEN PLACE IN [CUSTOMER'S] ACCOUNT & APPROVED BY [THIRD PARTY]. AS IT TURNED OUT [THIRD PARTY] DID NOT HAVE POWER OF ATTORNEY, AS HE HAD INDICATED AND THE TRANSACTIONS NEED TO BE CORRECTED. BECAUSE [OTHER FIRM EMPLOYEE] AND I SHARED A JOINT COMMISSION ACCOUNT. I WAS LIABLE FOR REPAYING 1/2 OF THE SETTLEMENT OR $6000. AT NO TIME DID I EVER SPEAK TO [CUSTOMER], [THIRD PARTY] OR ANYONE ELSE ASSOCIATED WITH THE ACCOUNT. I WAS TOLD OF THIS SITUATION AND MY SUBSEQUENT LIABILITY ONLY AFTER THE FACT. Damage Amount Requested: $12,000.00 Settlement Amount: $12,000.00
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