MICHAEL EDWARD SHAUGHNESSY

MICHAEL EDWARD SHAUGHNESSY is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 43 CONSTITUTION DRIVE, SUITE 201, BEDFORD, NH, 03110.

MICHAEL EDWARD SHAUGHNESSY has worked at MML INVESTORS SERVICES, LLC since March 01, 1996

Disclosure History

MICHAEL EDWARD SHAUGHNESSY has 1 Disclosure Event(s).

Date: September 25, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT THE SURVIVORSHIP UNIVERSAL LIFE POLICY ISSUED ON AUGUST 31, 2000 WS UNSUITABLE BECCAUSE HIS ACCOUNT VALUE DECREAASED FROM $9,000 TO $2,603.94 AS OF SEPTEMEBR 28, 2002.
Damage Amount Requested: $6,396.06

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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