MICHAEL ROBERT SHINNICK

MICHAEL ROBERT SHINNICK is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 3601 MINNESOTA DRIVE, SUITE #110, EDINA, MN, 55435-9878.

MICHAEL ROBERT SHINNICK has worked at CHARLES SCHWAB & CO., INC. since April 07, 1999

Disclosure History

MICHAEL ROBERT SHINNICK has 1 Disclosure Event(s).

Date: February 19, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES POOR RECOMMENDATION WITH REGARDS TO THE SCHWAB YIELD PLUS FUND PURCHASED ON 04/15/2004.
Damage Amount Requested: $118,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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