MICHAEL TOOFIK SIMON

MICHAEL TOOFIK SIMON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 8601 N SCOTTSDALE RD STE 150, [RBO], SCOTTSDALE, AZ, 85253.

MICHAEL TOOFIK SIMON has worked at WELLS FARGO CLEARING SERVICES, LLC since September 23, 2011

Disclosure History

MICHAEL TOOFIK SIMON has 10 Disclosure Event(s).

Date: October 26, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

Date: September 12, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

Date: September 12, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

Date: August 31, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

Date: August 31, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A PERSONAL CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

Date: August 24, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

Date: August 24, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

Date: August 24, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A PERSONAL CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

Date: August 24, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A PERSONAL CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

Date: August 16, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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