MICHAEL TOOFIK SIMON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 8601 N SCOTTSDALE RD STE 150, [RBO], SCOTTSDALE, AZ, 85253.
MICHAEL TOOFIK SIMON has worked at WELLS FARGO CLEARING SERVICES, LLC since September 23, 2011
Disclosure History
MICHAEL TOOFIK SIMON has 10 Disclosure Event(s).
Date: October 26, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
Date: September 12, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
Date: September 12, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
Date: August 31, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
Date: August 31, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A PERSONAL CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
Date: August 24, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
Date: August 24, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
Date: August 24, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A PERSONAL CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
Date: August 24, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A PERSONAL CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
Date: August 16, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS CARD WAS A BUSINESS CREDIT CARD THAT I SETTLED DUE TO A FINANCIAL HARDSHIP THAT MY BUSINESS, FAMILY AND I WERE GOING THROUGH. MY WIFE WAS UNEMPLOYED AND I WAS THE SOLE INCOME GENERATOR FOR OUR FAMILY OF 4. IT IS WHAT WE NEEDED TO DO IN ORDER TO BE ABLE TO CONTINUE PAYING OUR MORTGAGE AND GET BACK ON OUR FEET.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MICHAEL TOOFIK SIMON, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.