MICHAEL SCOTT SORENSON

MICHAEL SCOTT SORENSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5927 BALFOUR COURT, STE 101, CARLSBAD, CA, 92008.

MICHAEL SCOTT SORENSON has worked at LPL FINANCIAL LLC since October 20, 2008

Disclosure History

MICHAEL SCOTT SORENSON has 2 Disclosure Event(s).

Date: January 03, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 03, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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