MICHAEL EDWARD SOSHNIK

MICHAEL EDWARD SOSHNIK is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 1905 EAST WAYZATA BOULEVARD, SUITE 155, WAYZATA, MN, 55391.

MICHAEL EDWARD SOSHNIK has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since August 01, 2003

Disclosure History

MICHAEL EDWARD SOSHNIK has 2 Disclosure Event(s).

Date: December 22, 2002
Category: Customer Dispute
Allegations: CLIENTS ALLEGE UNSUITABILITY OF INVESTMENTS GIVEN THEIR RISK TOLERENCE AND POOR PERFORMANCE. NET REALIZED LOSSES TOTAL APPROXIMATELY $130,000.
Damage Amount Requested: $130,000.00

Date: April 18, 1981
Category: Criminal
Charges: 1)1 COUNT SHOPLIFTING; 2)MISDEMEANOR; 3)GUILTY; 4)N/A Charge Type: MISDEMEANOR
Disposition: A)CONVICTED; B)04/21/1981; C)FINE D)N/A E)04/21/1981; F)$150 FINE; G)04/21/1981
Broker Comment: AS A COLLEGE STUDENT ON SPRING BREAK IN DAYTONA BEACH, FL...ABOVE NAMED INDIVIDUAL WAS ACCUSED OF SHOPLIFTING A HOTDOG. FINAL DISPOSITION - FINED $150.00/NO JAIL TIME REQUIRED.

More Information

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