MICHAEL JOHN SPEDALE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 3993 HOWARD HUGHES PARKWAY, SUITE 800, LAS VEGAS, NV, 89169.
MICHAEL JOHN SPEDALE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
MICHAEL JOHN SPEDALE has 2 Disclosure Event(s).
Date: June 14, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES FA DID NOT FOLLOW INSTRUCTIONS TO ENTER ORDER AND CLIENT BELIEVED ORDER WAS EXECUTED - 5/31/2007.DAMAGES UNSPECIFIED. Settlement Amount: $3,750.00 Broker Comment: THE CLAIM WAS SETTLED FOR $3,750.
Date: March 05, 1998 Category: Customer Dispute Allegations: CLIENTS ALLEGED EXCESSIVE AND UNAUTHORIZEDTRADING. PRODUCT UNSPECIFIED. ALLEGED DAMAGES UNSPECIFIED BUTGREATER THAN $6,000 Broker Comment: THE CLIENT'S CLAIM WAS DENIED. THERE WERE NOOPTIONS OR COMMODITIES INVOLVED. CONTACT LISA KRATKA (212)723-3056Not Provided
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