MICHAEL BENJAMIN SPIVAK is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 40 MONUMENT ROAD, BALA CYNWYD, PA, 19004.
MICHAEL BENJAMIN SPIVAK has worked at AXA ADVISORS, LLC since May 11, 2012
Disclosure History
MICHAEL BENJAMIN SPIVAK has 4 Disclosure Event(s).
Date: March 31, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES HER ENTIRE PORTFOLIO WAS LIQUIDATED AND NEW SECURITIES WERE PURCHASED WITHOUT HER CONSENT. CLIENT REQUESTED ASSISTANCE, BUT DID NOT SPECIFY ANY AMOUNT OF DAMAGES. Settlement Amount: $6,084.44 Broker Comment: THE FIRM AGREED TO REVERSE THE TRANSACTIONS AND MAKE THE CLIENT WHOLE. THIS RESULTED IN A LOSS OF $6,084.44
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