MICHAEL BARRETT STOLTE

MICHAEL BARRETT STOLTE is currently employed as a Broker and/or Investment Adviser at PNC INVESTMENTS located at 4775 EAST 126TH STREET, CARMEL, IN, 46033.

MICHAEL BARRETT STOLTE has worked at PNC INVESTMENTS since December 05, 2014

Disclosure History

MICHAEL BARRETT STOLTE has 3 Disclosure Event(s).

Date: December 01, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $10,705.67
Judgment/Lien Type: Civil

Date: November 24, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $11,433.69
Judgment/Lien Type: Civil
Broker Comment: CURRENT PAYMENT PLAN WITH DISCOVER BANK

Date: November 24, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $49,241.30
Judgment/Lien Type: Civil
Broker Comment: CURRENT PAYMENT PLAN WITH BANK OF AMERICA

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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